Ira Epstein & Company
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Trading Manual:Responsibilities and Acknowledgements of the customer when conducting business through Ira Epstein & Company (IECo)

1. The client, not the broker, is fully responsible for knowing and using proper procedures and terminology in the placement, modification and cancellation of orders as specified in this manual.

2. The client, not the broker, is fully responsible for knowing all open positions, prices and all pending unfilled or day orders.

3. The client, not the broker, is fully responsible to keep himself apprised of current margin requirements as they may be from time to time modified in the sole discretion of the broker or market maker.

4. The broker has the authority, in its sole and absolute discretion to liquidate any open position, without prior notification to the client.

5. The client is required to deposit and always maintain in his account sufficient funds to with any and all margin requirements from time to time established by the broker, in its sole and absolute discretion, and to comply with all applicable exchange or legally imposed margin requirement.

6. The broker shall not be responsible for the failure of an independent data processing or service bureau to accurately perform any record keeping, pricing or related functions.

7. The broker shall not be responsible for any loss or damage caused directly or indirectly from any delays or inaccuracies in the transmission of orders or other information by or through any transmission or communication facilities.

8. IECo and its clearing firm shall only be liable for actions or inactions by them which amount to gross negligence.

If you have any questions either contact your IECo representitive or call: 1-312-284-1007

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Trading Manual: Table of Contents

Click here to Print the entire Manual

	1.	Responsibilites
	2.	Obtaining and Using Your Account Number
	3.	Order Placement
	4.	The Exchanges
	5.	Margin Calls
	6.	Margin Requirements
	7.	Bank Wiring Instructions
	8.	Trade Talk
	9.	Types of Market Orders
	10.	Price Orders
	11.	Combination Orders
	12.	T-Bill Policy
	13.	Account Maintenance Fee Policy
	14.	Service Charges

If you have any questions either contact your IECo representitive or call: 1-800-284-1007

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